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Notification of compliance

Rules & Bye Laws » Compliance » Notification of compliance

Notification of Compliance

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Notification of Compliance

Date Notification of Compliance View
01/05/2011 Networth Certificate Networth Certificate
04/04/2011 Non - Compulsion of contact number in Client Registration Form Non - Compulsion of contact number in Client Registration Form
07/09/2010 Maintenance of VAT bills issued to clients Maintenance of VAT bills issued to clients
15/04/2010 Responsibility of NCMs with regards to their clients or AE Responsibility of NCMs with regards to their clients or AE
10/03/2010 Standard Timing for Margin Call Execution & Fund Transfer Request Standard Timing for Margin Call Execution & Fund Transfer Request
11/09/2009 Fund Transfer Request Fund Transfer Request
04/09/2009 Regarding permission from exchange Regarding permission from exchange
27/08/2009 Procedure for client greivances Procedure for client greivances
12/08/2009 Amedment of Bye laws & Membership rule Amedment of Bye laws & Membership rule
11/08/2009 Exchange Word in Company Name Exchange word in Company name
10/08/2009 Procedure for Submission of Client Registration Form [CRF] Procedure for Submission of Client Registration Form [CRF]
06/08/2009 Exhibiting Board Exhibiting Board
05/05/2009 Mails, letters & requests Mails, letters & requests